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ACAMS CAMS7日本語 Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: AML Compliance Framework25%- Roles and responsibilities
  • 1. Compliance officer duties
    • 2. Governance and oversight
      - Compliance program components
      • 1. Internal controls
        • 2. Policies and procedures
          Topic 2: Money Laundering and Terrorist Financing Concepts30%- Definitions and stages of money laundering
          • 1. Terrorist financing typologies
            • 2. Placement, layering, integration
              - Global AML/CFT standards
              • 1. International regulatory frameworks
                • 2. FATF Recommendations
                  Topic 3: Risk Management and Due Diligence25%- Customer Due Diligence (CDD/KYC)
                  • 1. Customer identification programs (CIP)
                    • 2. Enhanced due diligence (EDD)
                      - Transaction monitoring and reporting
                      • 1. Suspicious Activity Reports (SAR/STR)
                        • 2. Monitoring systems and typologies
                          Topic 4: Detecting and Preventing Financial Crime20%- Financial crime typologies
                          • 1. Trade-based money laundering
                            • 2. Fraud and corruption schemes
                              - Investigations and enforcement
                              • 1. Regulatory investigations
                                • 2. Case management and documentation

                                  ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7日本語版) Sample Questions:

                                  Question #1

                                  コンプライアンス担当者は、多国籍企業でありながら、ほとんどの企業が国有化されている国に本社を置く新しい外国企業の機関銀行業務の見込み提案を審査しています。
                                  レビューではどのリスクを優先すべきですか? (2 つ選択してください。)

                                  • A. 政治的に重要な人物(PEP)
                                  • B. 資本逃避リスク
                                  • C. 贈収賄および汚職リスク
                                  • D. 脱税
                                  Reveal Solution  Discussion  0

                                  Correct Answer: A,C  🗳️

                                  Explanation: Only visible for Exam4Docs members. You can sign-up / login (it's free).

                                  Question #2

                                  金融犯罪リスクを防ぐために、実装されるポリシー、管理、および手順は次のようになります。

                                  • A. 最新の技術を使用した洗練された自動化された制御を組み込む
                                  • B. 会社の規模と性質に比例し、上級管理職によって承認され、定期的に見直される
                                  • C. 第一防衛線によってのみ作成、承認、所有され、毎年見直される
                                  • D. 企業が記入し、外部の企業によって検証される
                                  Reveal Solution  Discussion  0

                                  Correct Answer: B  🗳️

                                  Explanation: Only visible for Exam4Docs members. You can sign-up / login (it's free).

                                  Question #3

                                  銀行が制裁対象者スクリーニング審査中に、制裁リストに載っている人物と部分的に一致する名前を発見しました。最初に何を行うべきでしょうか?

                                  • A. 制裁措置に関する警告を顧客に通知する
                                  • B. 生年月日がわずかに異なる場合はアラートを削除します
                                  • C. マッチが真のヒットかどうかを確認する
                                  • D. アカウントを永久に凍結する
                                  Reveal Solution  Discussion  0

                                  Correct Answer: C  🗳️

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                                  Question #4

                                  次のシナリオのうち、顧客の所有権構造が過度に複雑であるとみなされるのはどの場合ですか?

                                  • A. 上場銀行持株会社との間に3層の所有権を持つ多国籍コルレス銀行
                                  • B. 2つの家族によって所有され、その家族内に12人以上の所有者が関与している顧客
                                  • C. 2人の共同受託者で設立された信託。1人は委託者であり、もう1人は企業サービスプロバイダーである。
                                  • D. 2人の個人が所有する非公開企業で、その利益は一連の信託と財団によって保有されている。
                                  Reveal Solution  Discussion  0

                                  Correct Answer: D  🗳️

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                                  Question #5

                                  なぜペーパーカンパニーは資金洗浄スキームと頻繁に関連付けられるのでしょうか?

                                  • A. 通貨換算手数料を削減します。
                                  • B. 彼らは常に違法に活動している
                                  • C. 所有権や資金の流れを不明瞭にする可能性がある
                                  • D. 給与管理を簡素化します。
                                  Reveal Solution  Discussion  0

                                  Correct Answer: C  🗳️

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