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Last Updated: Sep 16, 2026
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| Section | Weight | Objectives |
|---|---|---|
| Topic 1: AML Compliance Framework | 25% | - Roles and responsibilities
|
| Topic 2: Money Laundering and Terrorist Financing Concepts | 30% | - Definitions and stages of money laundering
|
| Topic 3: Risk Management and Due Diligence | 25% | - Customer Due Diligence (CDD/KYC)
|
| Topic 4: Detecting and Preventing Financial Crime | 20% | - Financial crime typologies
|
コンプライアンス担当者は、多国籍企業でありながら、ほとんどの企業が国有化されている国に本社を置く新しい外国企業の機関銀行業務の見込み提案を審査しています。
レビューではどのリスクを優先すべきですか? (2 つ選択してください。)
Correct Answer: A,C 🗳️
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金融犯罪リスクを防ぐために、実装されるポリシー、管理、および手順は次のようになります。
Correct Answer: B 🗳️
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銀行が制裁対象者スクリーニング審査中に、制裁リストに載っている人物と部分的に一致する名前を発見しました。最初に何を行うべきでしょうか?
Correct Answer: C 🗳️
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次のシナリオのうち、顧客の所有権構造が過度に複雑であるとみなされるのはどの場合ですか?
Correct Answer: D 🗳️
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なぜペーパーカンパニーは資金洗浄スキームと頻繁に関連付けられるのでしょうか?
Correct Answer: C 🗳️
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